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Compliance. Risk.
Managed. Right.

Trusted risk advisory and technology solutions service designed to  simplify compliance while retaining efficiency and effectiveness.

Monitor. Manage. Mitigate.

Compliance Core offers scalable, data-driven, end-to-end compliance
advisory services and software to monitor and manage regulatory change
and mitigate infractions.

How Compliance Core helps

Business Control
Risk Manager

Gain the insight needed to assess and manage compliance risk and complexity at scale.


Strengthen your organization’s compliance programs, reduce incidents of non-compliance, and build a framework to monitor risk.

Regulatory Compliance Internal Auditors

Execute effective audits, trainings, and management of risk and compliance.

As a securities Trading Company, compliance is of utmost importance and in our experience, the value of working with Compliance Core is immeasurable. They invest wholeheartedly in the process and strategize with clear vision that is operationally sound and effectively designed to reduce your risk to an acceptable level.

Clem M.

CEO, CGM Trading, LLC

Engaging the services of Compliance Core provides you with the benefit of their breadth of experience in tax, legal, regulatory risk and compliance issues. The Compliance Core team excels at providing creative and bespoke solutions to the increasing compliance and regulatory risk issues..

Nana Y.

Compliance Officer, Leading Global Bank

I am delighted to offer my enthusiastic support for Compliance Core, a technology-driven enterprise risk management system that keeps financial institutions on track for risk and compliance-related obligations.  

Denis A.

Florida regulator


How Mature is Your Risk Management and Compliance Program?

Our simple self-assessment quiz will show you how you are performing against risk management and compliance best practices. Answer seven multiple-choice questions to get your risk management and compliance score in minutes! 

Get Your Score

Compliance library

By Jacqueline Maduneme on April 22, 2021
By Jacqueline Maduneme on April 7, 2021
By Jacqueline Maduneme on March 31, 2021

Managed services designed to simplify compliance while
retaining efficiency and effectiveness.

How can Compliance Core help you?

Strengthen your organization’s compliance programs, reduce incidents of non-compliance, and build a framework to monitor risk.

What can you do with Compliance Core?

Let us show you how to gain the insight needed to assess and manage compliance risk and complexity at scale.

Regulatory Developments

Elevate your risk management to a strategic level. Learn more about our Enterprise Risk Governance Framework.


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