AML & Sanctions Assessments

Our assessment is designed and implemented to consider, not only prevailing and applicable legislation and guidance, but also best practices, observed expectations of regulators through examinations and remediation activities, and interactions and discussions with financial services partners. From planning to reporting, we align all the stars to create a perfect Risk Assessment picture tailored to the size and complexity of your business. Our assessments are risk-based, provide a roadmap to remediation, and make sure there are no surprises when regulators come to visit.

AML Compliance Program Development

An AML and Sanctions compliance program is a set of policies, procedures, and controls that you implement to prevent and detect money laundering and terrorist financing activities. Compliance Core helps businesses in all sectors develop and implement a robust AML and Sanctions compliance program that is tailored to your specific business needs and regulatory requirements. This includes implementing risk-based customer due diligence procedures, enhanced transaction monitoring and reporting, ongoing employee training and awareness, and testing.

AML Compliance Training

Training is a critical component of any effective AML and Sanctions compliance program. By providing AML and Sanctions training to new hires and on an annual basis, we help you ensure that your employees, senior leadership, and the Board understand the importance of AML and Sanctions compliance and how it impacts their respective roles. Whether you need specialized training for yourself, front-line and operations team, third party vendors and agents, management team, board of directors, or an industry association, we work with you closely to ensure that the most current and relevant information is covered.

Managed Services

If you don’t have the resource or expertise to handle your AML and Sanctions compliance in-house or aren’t ready to hire internally yet need AML services and expertise, our outsourcing services are a perfect match for you! Whether you need structural, due diligence, monitoring, or reporting support, our Outsourced Services offers dramatic savings in time and resources.

GRC Solutions

Head off potential issues. With machine learning techniques, natural language processing, cognitive computing analysis, and robotic process automation, our solution scans and interprets volumes of regulatory data sources on an ongoing basis to automatically identify, analyze, and then shortlist applicable requirements for implementation, and generate implementation workflows to facilitate implementation of new or revised regulatory requirements.

Scroll to Top